Procedures

New regulatory framework
A new regulatory framework is being implemented. During the transitional period there are two "tracks" for validation/verification and registration/issuance aspects of CDM project activities and programme of activities (PoAs) - VVM Track and VVS Track. Click on this document  for more information regarding these tracks. Regulatory documents used in one track may not be applicable to another track, or may be applicable to both tracks. The column headings are a guide to determine the correct document.

Governance   |   Accreditation   |   Methodology   |   Validation and Registration   |   Monitoring and Issuance

Governance
       Executive Board
Code of Conduct Ver01.0
EB47 Annex62
Modalities and procedures for direct communication with stakeholders Ver01.0
EB62 Annex15
Rules of procedure of the Executive Board of the clean development mechanism Decision 4/CMP.1
Terms of reference in relation to the membership of the Executive Board of the CDM Decision 3/CMP.6
        Panels, Working Groups, Teams
Terms of reference for the CDM assessment team Ver02.0
EB09 Annex01
Terms of reference for a Registration and Issuance Team (RIT) Ver08.0
EB67 Annex02
Terms of Reference of the support structure of the CDM EB Ver02.0
EB67 Annex03

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Accreditation
Accrediting operational entities by the Executive Board of the CDM Ver10.1
EB56 Annex02
Performance monitoring of designated operational entities Ver01.1
EB58 Annex01

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Methodology
       Large Scale
Submission and consideration of a proposed new baseline and monitoring methodology for large scale CDM project activities
     Note: Paragraph 35 of EB52 Meeting report confirms that until the new specific procedures regarding the payment of panel and working group members and experts enters into effect, the regulations contained in pdf pdf(version 13) regarding remuneration remain valid
Ver01.0
EB52 Annex09
Submission and consideration of queries regarding the application of approved methodologies and methodological tools by Designated Operational Entities to the Meth Panel (applies mutatis mutandis to A/R & SSC A/R) Ver06.0
EB42 Annex09
Submission and consideration of requests for revision of AMs and tools for large scale CDM project activities
     Note: Paragraph 23 of EB54 Meeting Report confirms that until the new specific procedures regarding the payment of panel and working group members and experts enters into effect, the regulations contained in pdfpdf(version 9) regarding remuneration remain valid
Ver01.0
EB54 Annex02
Submission and consideration of standardized baselines
     Note: Modalities for support to countries with less than 10 CDM projects in the realisation of the assessment report of standardized baselines are not yet operational.
Ver01.0
EB63 Annex28
        Small Scale
Revision of an approved small scale methodology by the Executive Board Ver01.0
EB34 Annex07
Submission and consideration of microscale renewable energy technologies for automatic additionality Ver01.0
EB65 Annex33
Submission and consideration of a proposed new small scale methodology Ver03.0
EB40 Annex02
Submission and consideration of request for clarification on the application of approved small scale methodologies Ver01.0
EB34 Annex06
        Afforestation and Reforestation
Change in the selected values of minimum tree crown cover, minimum land area and minimum tree height required for hosting an afforestation or reforestation project activity under CDM Ver01.0
EB40 Annex01
Demonstrate the eligibility of lands for A/R CDM project activities Ver01.0
EB35 Annex18
Submission and consideration of a proposed new baseline and monitoring methodology for large scale afforestation and reforestation CDM project activities Ver01.0
EB53 Annex13
Submission and consideration of queries regarding the application of approved methodologies and methodological tools by Designated Operational Entities to the Meth Panel (applies mutatis mutandis to A/R & SSC A/R) Ver06.0
EB42 Annex09
Submission and consideration of requests for revision of AMs and tools for A/R CDM project activities Ver01.0
EB54 Annex03
        Small Scale Afforestation/Reforestation
Submission and consideration of queries regarding the application of approved methodologies and methodological tools by Designated Operational Entities to the Meth Panel (applies mutatis mutandis to A/R & SSC A/R) Ver06.0
EB42 Annex09
Submission and consideration of request for clarification on the application of approved small scale methodologies (applies mutatis mutandis to small-scale A/R) Ver01.0
EB34 Annex06

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Validation and Registration Documents applying to:
VVM Track
The VVM Track refers to the process governed by all regulatory documents that have been replaced by the PS, VVS and PCP. The VVM track may be used for a limited time and in limited circumstances in accordance with the PS, VVS and PCP implementation plan.

Information about when to use the VVM Track or the VVS Track is available here.
VVS Track
The VVS Track refers to the process governed by the PS, VVS and PCP adopted by the CDM Executive Board at EB 65, and all new and revised guidelines and forms required to implement the PS, VVS, and PCP. The VVS Track is applicable to CDM project activities and PoAs in accordance with the PS, VVS and PCP implementation plan.

Information about when to use the VVM Track or the VVS Track is available here.
Clean Development Mechanism Project Cycle Procedure

     Note: Please click here for the checklists

     See the Source provision of the CDM project cycle procedure.

     See also: the PS, VVS & PCP implementation plan
-- Ver02.0
EB66 Annex64
Modalities of communications between project participants and the executive board Ver01.0
EB45 Annex59
--
Processing and reporting on validation of CDM project activities Ver01.0
EB50 Annex48
--
Renewal of the crediting period of a registered CDM project activity Ver06.0
EB63 Annex29
--
Requests for registration of proposed CDM project activities
      See also: Completeness checklist (version 02, as of 1 July 2011)
Information and reporting checklist (version 02, as of 1 July 2011)
Ver02.0
EB59 Annex12
--
Review of requests for registration Ver01.2
EB55 Annex40
--
Withdrawal of a request for registration Ver01.0
EB54 Annex27
--
        Specific to Programme of Activities
Approval of the application of multiple methodologies to a programme of activities Ver01.0
EB47 Annex31
--
Registration of a programme of activities as a single CDM project activity and issuance of CERs for a PoA Ver04.1
EB55 Annex38
--
Review of erroneous inclusion of a CPA Ver03.0
EB61 Annex22
--

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Monitoring and Issuance Documents applying to:
VVM Track
The VVM Track refers to the process governed by all regulatory documents that have been replaced by the PS, VVS and PCP. The VVM track may be used for a limited time and in limited circumstances in accordance with the PS, VVS and PCP implementation plan.

Information about when to use the VVM Track or the VVS Track is available here.
VVS Track
The VVS Track refers to the process governed by the PS, VVS and PCP adopted by the CDM Executive Board at EB 65, and all new and revised guidelines and forms required to implement the PS, VVS, and PCP. The VVS Track is applicable to CDM project activities and PoAs in accordance with the PS, VVS and PCP implementation plan.

Information about when to use the VVM Track or the VVS Track is available here.
Clean Development Mechanism Project Cycle Procedure

     Note: Please click here for the checklists

     See the Source provision of the CDM project cycle procedure.

     See also: the PS, VVS & PCP implementation plan
-- Ver02.0
EB66 Annex64
Making the monitoring report available to the public in accordance with paragraph 62 of the modalities and procedures for the CDM Ver01.0 --
Notifying and requesting approval of changes from the project activity as described in the registered PDD
     Note: A clarification relating to this procedure has been issued in Paragraph 66 of the EB59 Meeting Report.
Ver01.0
EB48 Annex66
--
Requests for deviation prior to submitting request for issuance Ver01.0
EB49 Annex26
--
Requests for issuance of CERS
     See also: Completeness checklist (version 02, as of 1 July 2011)
Information and reporting checklist (version 02, as of 1 July 2011)
Ver01.2
EB54 Annex35
--
Requesting post-registration changes to the start date of the crediting period Ver02.0
EB52 Annex59
--
Review of requests for issuance of CERS Ver02.0
EB64 Annex04
--
Revising monitoring plans in accordance with paragraph 57 of the modalities and procedures for the CDM
     Note: A clarification relating to this procedure has been issued in Paragraph 66 of the EB59 Meeting Report.
Ver02.0
EB49 Annex28
--
Withdrawal of a request for issuance of certified emission reductions Ver01.0
EB54 Annex33
--
        Specific to Programme of Activities
Approval of the application of multiple methodologies to a programme of activities Ver01.0
EB47 Annex31
--
Registration of a programme of activities as a single CDM project activity and issuance of CERs for a PoA Ver04.1
EB55 Annex38
--
Review of erroneous inclusion of a CPA Ver03.0
EB61 Annex22
--

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